"It's still one of the best job markets that I've ever seen, and I've been doing this for 16 years." JW Michaels’ Managing ...
Earlier this month, FINRA and the SEC issued their exam priorities for 2015. Both agencies continue to pinpoint cybersecurity...
Now that You’ve Seen FINRA’s Exam Priorities – How About Some Practical Guidance? On January 6, 2015 FINRA published it...
Just in Time For The Holidays In the wake of the many highly publicized data-breaches in 2014, our clients have reached out t...
