Today's New York Times' DealBook reports the recent move of Jenna Dabbs from the US Attorney's office in Manhattan to Pershi...
Financial Times’ FundFire writer Laura Suter spoke with Jason Wachtel,managing partner at JW Michaels & Co about the re...
Earlier this month, FINRA and the SEC issued their exam priorities for 2015. Both agencies continue to pinpoint cybersecurity...
Q: What precautions do startups need to take to protect their intellectual property? As an entrepreneur, you may be unclear o...
Now that You’ve Seen FINRA’s Exam Priorities – How About Some Practical Guidance? On January 6, 2015 FINRA published it...
Are you prepared to handle the new requirements for the Affordable Care Act ? Under the law, a new “Patient’s Bill of Rig...
Just in Time For The Holidays In the wake of the many highly publicized data-breaches in 2014, our clients have reached out t...
In today's Compliance Week, JW Michaels Managing Partner Jason Wachtel discussed the need for compliance officers to have exc...
On October 28, JW Michaels & Co. was ranked as the 20th fastest growing company on Symmetry50's annual list of the...
On September 18, 2014, the SEC issued a final Order against registered investment adviser - Strategic Capital Group (“SCGâ€...
YOU BETTER CHECK YOURSELF - BEFORE YOU WRECK YOURSELF End of Year Compliance Requirements For Broker Dealers As the end of 20...
Alternative asset managers are starting to take regulatory compliance more seriously, with a spike in hiring of compliance pr...
On Wednesday, August 20, Inc. magazine released it's annual list of the top fastest growing privately held companies. JW Mich...
In a recent Bloomberg article, JW Michaels co-founder Justin Mandel discusses the need for compliance executives to have an u...
In a recent interview with The Hedge Fund Law Report, JW Michaels’ Managing Partner Jason Wachtel discussed the compensatio...
This article originally published in the Wall Street Journal : The Morning Risk Report The boom in the hiring of chief compli...
The Regulatory Compliance Association (RCA), and its 78,000 asset management executive members have commended JW Michaels fo...
The compliance world is busy talking about the recent news that French bank BNP Paribas SA will likely pay a record fine of o...
Summary:Â Dodd-Frank Trade Reconstruction Expert Panel INTRODUCTION On June 5th, 2014, Bloomberg Vault and Compliance Risk C...
NEW YORK, NY, June 18, 2014Â /24-7PressRelease/Â -- Four Points Capital Partners LLC ("Four Points"), a New York based indepe...
Compliance Bulletin 03-14 With the recent SEC enforcement actions taking place, greater emphasis is being put on compliance r...
Social Media Governance for Public Companies by Mitch Avnet Compliance Risk Concepts recently published Social Media Governan...
Big fines against HSBC and JPMorgan and the hedge fund SAC Capital over compliance failures have prompted hiring boost for ...
JW Michaels Managing Partner Jason Wachtel recently spoke with Reuters about potential challenges faced by JPMorgan in its se...
JW Michaels & Co. has been named the 15th largest executive search firm in the New York area by Crain's New York Busines...
